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Achieving compliance with regulatory rules and regulations is an issue with which every broker/dealer is forced to cope. Find out how BDCA…
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Welcome to B/D Consulting Associates
B/D Consulting Associates, Inc. (BDCA) is a group of talented professional consultants that offers a vast array of services and products that are designed to meet the needs of firms within the financial services industry. BDCA strives to offer each client the highest possible level of service and expertise available within the industry especially FINOP services. BDCA values the relationship that is established with each client and works diligently to offer each client a personal and customized solution that fits the client’s needs and budget.
Whether you are starting a broker dealer for the first time or you have an existing broker dealer, BDCA is equipped to offer services and products that will help you focus on what is most important to you, running a successful broker dealer. At BDCA we take the time to understand your business and work with you to customize a solution for your specific needs such as FINOP. Our outsourced FINOP services are just to cater your individual requirements.
Our team of consultants has the experience, knowledge and skills to help you make your business more efficient and position your broker dealer for long-term growth and success.
News & Media
FINRA Regulatory Notice 07-62
Revisions to the Series 23, 24, 42, 55, 62, 72 and 82 Examination Programs; Implementation Date: February 12, 2008.
FINRA Fines J.P. Morgan Securities
The Financial Industry Regulatory Authority fined J.P. Morgan Securities Inc. $500,000 Thursday for failing to disclose it used and paid consultants to get some municipal securities offerings.