NASD Rule 3011 requires broker/dealers to create and implement an anti-money laundering (AML) program that includes ongoing training for appropriate personnel as one of its components.
BDCA can deliver AML training to your personnel through our Virtual University Online Training. The AML training modules offered through our Virtual University cover a wide variety of AML topics and satisfy all of the conditions for fulfillment of the training that is required by NASD Rule 3011. Your firm personnel can take courses online at their convenience and completion of the courses is tracked and documented.
As an alternative, we can also either design training modules for your firm or help you find outside vendors that will satisfy your firm’s AML training needs. Our goal is to make sure that your training needs required by NASD Rule 3011 are met and that the training provided is convenient, meaningful, and cost efficient.
Please click on the link below to begin taking your Anti-Money Laundering training courses.
Enter AML Training