If your firm currently uses its OSJ Managers to conduct audits of branch offices, BDCA can train your OSJ Managers on auditing procedures and techniques to ensure more effective, comprehensive audit results. If you have auditors on staff that you use for OSJ and branch office audits, we can also train them to conduct more meaningful audits. Our expert consultants keep up with current and developing compliance trends within the securities industry and can pass that knowledge along to your audit staff. We have former NASD/FINRA examiners on staff that can train your auditors or OSJ Managers on the most effective ways to conduct audits.
Please call us at (770) 263-6003 to find out how BDCA can help you train your auditors to conduct more effective audits.