B/D Consulting Associates, Inc. (BDCA) has a staff of experienced Financial and Operations Principals who can act as your firm’s FINOP on a temporary or permanent basis. Our FINOPs have practical experience at brokerage firms that conduct virtually every kind of securities business and have the skills necessary to serve as your FINOP regardless of the kind of business your firm conducts. Let BDCA take on all of the risks that are inherent in being the FINOP for your broker/dealer so you can concentrate on more profitable areas of your business. BDCA can provide a FINOP to fit your needs and resources.
Maybe you don’t need a FINOP, just some help filing FOCUS Reports. BDCA is equipped to handle the preparation and filing of your firm’s FOCUS Report on a monthly or quarterly basis, depending on regulatory requirements. Our experts can quickly and accurately compute your firm’s net capital and file all required FOCUS Reports in a timely and accurate manner.
Please contact BDCA at (770) 263-6003 to learn more about using one of our experienced FINOPs on a temporary or permanent basis.