Starting a new broker/dealer is a monumental task. The process that is required to get a broker/dealer properly registered with FINRA is time consuming
Broker-Dealer Start-Up Services
BDCA started its business by helping new broker/dealers negotiate and successfully complete the complicated and time consuming FINRA application process. Broker dealer startup was not the cup of tea for everyone, which is made convenient by BDCA. Helping broker dealers become registered with FINRA is still a core part of our business model. If you are interested in starting a broker dealer, please take a few minutes to review the following links to find out more about the process and see how BDCA can help you.
A: The amount of time it takes to get a new broker/dealer approved by FINRA varies considerably. FINRA is permitted by rule to take up
FINRA requires what is known as a 1017 filing any time a broker/dealer changes its ownership, control persons/entities or makes a material change to
We are centered around helping our customers exploit the novel viewpoint that originates from clearing and settling value and settled pay exchanges in business
You might think that purchasing an existing broker/dealer is a faster way to get your new business up and running. However, experience tells us
For a free, instant, no obligation good faith estimate of the costs and fees associated with starting a broker/dealer, please use our B/D Start-Up