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1.0BD Consulting Associateshttps://www.bdcaonline.commainuserhttps://www.bdcaonline.com/author/mainuser/Written Supervisory Procedures - BD Consulting Associatesrich600338<blockquote class="wp-embedded-content" data-secret="XgEiDTsPKB"><a href="https://www.bdcaonline.com/our_services/written-supervisory-procedures/">Written Supervisory Procedures</a></blockquote><iframe sandbox="allow-scripts" security="restricted" src="https://www.bdcaonline.com/our_services/written-supervisory-procedures/embed/#?secret=XgEiDTsPKB" width="600" height="338" title="“Written Supervisory Procedures” — BD Consulting Associates" data-secret="XgEiDTsPKB" frameborder="0" marginwidth="0" marginheight="0" scrolling="no" class="wp-embedded-content"></iframe><script>
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https://www.bdcaonline.com/wp-content/uploads/2022/08/Written-Supervisory-Procedures.jpg1170400A broker/dealer’s written supervisory procedures (WSP) are the nucleus for the firm’s compliance and supervisory systems. The regulators always look to a firm’s WSPs to determine whether a firm has followed its written procedures for any given scenario. At BDCA, we create procedures that are meaningful, yet achievable. We make sure the WSPs for your […]